HUMAN CONSCIOUSNESS
The primary fact of human existence is consciousness because it
is present to, or underlies, every experience of every possible kind. Its nature
and various states or modes are central to the human psyche and thus to psychology.
Paradoxically, however, one of the most fundamental assumptions of Western science,
though not always clearly expressed and simply assumed, is the primacy of matter
over consciousness.
The assumption is that materialism sees consciousness as a product of the
sense data and that consciousness, which has a potentialy infinite grasp, arises
from finite matter and that its development is (exclusively) dependent on matieral
causes.
This assumption arises partly from the apparent fact that matter is observed
to exist and persist independently of the consciousness of each individual person,
while consciousness is generally experienced as limited to each person and appears
to be dependent on the functioning of the living, functioning brain. However,
practically all world cultures have produced individuals who have asserted that
consciousness can be and is experienced as transcending all material and bodily
conditions. Many recorded 'para-psychological phenomena' throughout history,
though not investigated satisfactorily by the sciences so far, seem to bear
out the validity of such accounts through observable circumstances.
That the primacy of matter over consciousness is only an assumption, meaning
that it is not a proven fact and, until this becomes possible, the opposite
thesis is equally likely to be true. Mentalist doctrines are widespread in the
Easter tradition (like variants of Vedanta) and are found in European thought
in neo-Platonic thinkers and some philosophers (Berkeley) as well as in imports
from East to West from Blavatsky to Brunton. Mentalism
disputes the materialist assumption that consciousness arises from or is limited
to the physical senses. which are limited by their origin in matter which is
finite and limited. In mentalism, consciousness takes primacy over consciousness
and is (potentially) infinite in its scope.1
Vedantic-influenced doctrines are sometimes called 'idealism' or 'mentalism'
asserts the 'primacy of consciousness', meaning that ultimately - and whatever
common sense may seem to suggest - consciousness does not depend for its existence
on matter. It follows that it is not generated through physical sensations of
material events. This does not apply to the mind and its various 'contents',
such as all the specific perceptions, sensations, thoughts, emotions, ideas,
desires, mental pictures etc. of which we can be aware. All experiencable phenomena,
whether physical, mental or spiritual, are thus regarded here as being 'objects'
of a person's consciousness, which is itself purely subjective (i.e. as being
inner or within and as having no 'material existence' or basis).
The attempts of the experimental sciences to investigate consciousness in
search of a physical basis has so far yielded no other results than speculations.
Consciousness has hitherto proven entirely impenetrable to all attempts at scientific
analysis and experiment, which is quite unable to show either that it has a
physical cause or how it arises and operates. Some scientists would explain
it away as a kind of side-effect of existence, an illusion (an 'epi-phenomenon')!
And despite great ingenuity and enormous effort on many fronts in modern psychology,
physiology, neurology and other allied sciences, no tested theory of the origin,
cause or essential nature of consciousness has been arrived at.3
The failures of scientific methods to admit the likelihood of many kinds of
experience and phenomena have increasingly provided many cogent reasons for
rejecting the materialistic thesis in favour of its contrary! The contrary is
allied to the age-old view that spirit creates and suffuses the cosmos, being
itself wholly immaterial. Without going into much detail here, the thesis of
the primacy of matter vs. consciousness leaves many central issues completely
unsolved: it fails to account for - or even recognise the existence of - many
psychic phenomena and unusual, experienced states of consciousness. The physical
materialism of that thesis also implies that many widely-held beliefs of mankind
are false, from belief in the soul to the existence of anything that is not
directly given to our sensory equipment or perceptible by the use of instruments.
Human motives are regarded, not as motives, but as expressions of 'psycho-physical
energies' and as 'stimuli-response reactions' and so on. So this very soon leads
into a quagmire of paradoxes, contradictions and denials of experience and the
rejection of real, independent meaning, purpose or value in the cosmos.
Since the fact of being conscious seems to be closely related to the normal
functioning of the human brain, science regards consciousness as originating
only from the brain and as being totally dependent on it. That the brain can
instead be an instrument and channel of (some aspects of) an ever-present consciousness
is not seriously considered. From the viewpoint of mentalism, the brain is comparable
to a radio or TV receiver and consciousness to the waves with various frequencies
to which the brain can be tuned in. This analogy at least indicates something
of how consciousness may be independent of the brain.
THE THESIS OF MENTALISM - THE PRIMACY OF CONSCIOUSNESS
We experience consciousness as intrinsically independent of body and even
of mind, for both these can appear as 'objects' for it. It is the subject and
cannot be an object.4
For science, then, the assumption of the primacy of matter over consciousness
(i.e. ontological materialism) means that explanations of human behaviour can
only rely on natural-physical causes, such as instincts or drives like 'libido'
and bodily needs that the organism needs for self-preservation. Our contrary
assumption (i.e. the ontological primacy of 'consciousness') leads on the other
hand to understanding human behaviour also in terms of meaning, purpose, goal,
will and value. This purposive or goal-oriented view (i.e. 'teleological explanation')
is vitally opposed in many respects to the non-teleological view of naturalistic
scientism, which assumes chance or 'accident' to be at the origin of everything
and that consequently there is no purpose or meaning inherent in the universe.
Mentalism holds, in common with Platonic idealism and Vedanta, that consciousness
is not only able to take in the forms of whatever is known through the sense
organs, but is also informed by inner sources operating in and through consciousness,
wherein values, conscience, and hitherto unrealised and unknown ideals and ideas
are conceived. Since values cannot be observed through the senses, nor can pure
ideas or the sheer inventions of the mind, mentalism argues that what we call
reason, intellect and moral judgement have their seat in consciousness alone.
This is to say that they have objective and immutable being, independent of
and beyond the physical organism or the brain. The idea of truth, as an unchanging
and unchangeable quality, or of complete and uninfluenced 'objectivity' of knowledge,
cannot be dependent for their reality upon the existence of brains, that is,
organisms which are always liable to growth, change, disbalance and disintegration.
It is important to be clear that no 'in-between view' is possible, because
reason requires that ultimately everything must either be generated from conscious
spirit or from inert matter. This is where the great divide between physical
science/lower psychology and spiritual science/higher psychology appears most
distinctly. Which of these most fundamental of assumptions is ultimately correct
and most fruitful can be decided by pure reason, but not by scientific method.
The irrelevance of experimental laboratory work to support the Vedantic contention
explains why I do not refer to any here. It may be argued that much or most
of the human mind and its faculties may well be of such a subtle (electro-magnetic)
nature that it remains undiscovered by science so far. This likely fact does
not alter the basic difference between the two main theses, for consciousness
is not regarded as being the mind or part of it, but the innermost selfhood,
for which the mind is an object. It is on the strength of this that we can change
our minds, influence their development and direction, learn to control them
and eventually transcend them.
Consciousness cannot be examined and dissected on a line with matter. Had
it been a product of matter, rather than its creative origin, this should surely
have been possible. It can, however, also be analysed up to a point by rational
methods, as philosophy throughout the ages has shown. Arguments for its primacy
are more extensive, more rationally consistent, inclusive and more widely held
by major thinkers than otherwise.
Considering any assumption, there are two main avenues of approach to explore
its explanatory power; these are reason and experience. Scientific method depends
on reason and it cannot therefore test the 'reasoning method' on which it depends
itself! Though experience is an unavoidable corrective to reason, it is reason
that analyses it and organises observations in meaningful and coherent thought
systems, not the reverse. On the other hand, reason requires both a practical
and a logical working through of the ultimate consequences of any assumption
in relation to all aspects of human life and experience before its scope and
adequacy can be seen and its truth can be judged.
Following this insight, higher psychology requires the assumption of the primacy
of consciousness because it alone allows for a satisfactory account of the whole
human psyche, with its various developments and possible experiences.5
Yet further, this assumption alone enables a coherent approach to studying the
gradual historical development of the various qualities or abilities arising
by virtue of the general refinement through society of human consciousness at
both the individual and collective levels.
'SUBJECTIVE' OR 'OBJECTIVE' EXPERIENCES?
There are both individual experiences and 'common experience'. Empirical science
eventually accepts only common experience (i.e. what can commonly be observed
or what can be validated by experiment). This means that science excludes phenomena
that are not widespread and whatever cannot commonly be observed. But all common
experience is still based only on a number of individual experiences. Science
therefore tends strongly to exclude the exceptional and recognise only what
is widespread and normal as its data. This 'common denominator' bias in empiricism
is obviously a very serious source of error in psychology where individual experience
can vary very greatly. This limitation applies most particularly to the investigation
of consciousness, which is an 'internal' and as such is thus not itself directly
accessible to external tests (i.e. by other persons). Further, those of highly-developed
consciousness are few and far between. Nor can their development be understood
or evaluated by anyone at a lower level of development using methods which are
designed only for study of what is ordinary and general.
Considered as independent of matter for its existence and nature, consciousness
alone can be the test of itself. This does not mean that normal everyday consciousness
is capable of providing sufficient evidence. The method of personal experiment
through experience proves far more demanding and lengthy than most people will
undertake. The experiments of science cannot provide immediate proof through
direct personal experience and self-inquiry, which deals with the evidence of
inner awareness, not so-called objective, external fact.
Many forms of self-discipline for the refinement and development of consciousness
itself have been known and practised throughout the ages and these are clearly
described in many texts, ancient and new. Such texts show that the conclusion
of those who have attained the higher forms of realisation is fully and unanimously
in favour of the primacy of consciousness as being an indubitable experiential
fact, one that becomes the more clearly and indisputably true the further its
development progresses.
It stands to reason that any open-minded researcher must reconsider the spiritual
assumption. This does not mean that materialism is to be ignored entirely, for
it is a highly relevant working hypothesis within the sphere of material considerations,
but rather that it is to be re-evaluated at every step from a non-materialistic
viewpoint, and challenged where it falls short.
In our interior relationship to our consciousness, we are directly aware of
it without the interference of any sensory impressions. We discover that consciousness
is non-objectifiable and can therefore not be reduced to any kind of physical
terms. It is always other than its passing contents. What the word 'consciousness'
refers to is understood only by reference to itself (i.e. one's own consciousness).
Though its contents can be described at length and analysed, it cannot be. We
may have 'awareness of awareness' to an intense degree, but it is always the
same one awareness, while the psychic 'contents' or all the different things
that consciousness may relate to differ vastly in quality, quantity, range and
clarity.
THE RELATIONS BETWEEN THINKING AND BEING
As far as each person is concerned, to be or to exist is inseparable from
being conscious. The well-known philosophical axiom, that in order to think,
one must exist, often leads to misunderstandings. It is evident that we must
be conscious before we can think. However, it is not provable that consciousness
does not persist without a live brain. There is massive testimony to the contrary.
Various kinds of pathological and super-conscious experiences (samadhis) involve
apparently complete divorce of consciousness from the physical body in space
and/or time. Such so-called 'out-of-body experiences' under various circumstances
(including during temporary clinical death) indicate the independence of consciousness
and of thought from the brain. The brain may be thought of as an instrument
of consciousness, one which actually limits its scope in certain respects, while
at the same time making it capable of selective sensory experience of the physical
world. To overcome the limitations on consciousness by its attachment to the
material body, many physical methods and mental disciplines have been developed.
They appear mostly to have only temporary, but dramatic, effects.
The conscious mind is 'self-monitoring' in being capable of reviewing its
contents in unpredictable and new ways - such as by drawing on any nexus of
ideas, cluster of events, facts or figments and so on to arrange them in innumerable
ways. It becomes 'self-programming' in so far as the will directs attention
towards making new types of comparison or evaluation, which it achieves by some
effortless mental fiat that is recognised as such by all who have a conceptually-active
mentality. This autonomous self-reflexive faculty is actively used both in the
practicalities of daily life as well as in concentrated, reflective thought.
It can of course also be developed by individuals so inclined well beyond normal
requirement by use of a range of techniques to produce sublime reaches of imagination
and intellectual systems of great accuracy and applicability.
It is obvious how human consciousness with its closely-associated faculty
of thinking can affect and change the world around us: through work, including
all the forms of activity in which we use, rearrange and fashion the environment.
This is in accordance with mentalism's thesis of the primacy of consciousness
over matter, but to give a less understood example how this Vedantic doctrine
applies within the psychological sphere, we note the effect of consciousness
operating creatively through the medium of the mind to influence and form the
objective world, as follows:
There is a saying: "as one thinks, so one becomes". This must be viewed as
holding true in certain ways; broadly and in the longer term. This has demonstrable
historical relevance in many areas of human life, from politics to personal
development. A simplistic interpretation of this very general insight makes
it appear absurd and easily refuted. For example, one does not soon become a
musical genius just by thinking one is. However, the meaning refers to repeated
and strongly-motivated ideas about oneself, sustained over periods of time -
usually those invested with strong emotions (whether self-destructive or positive
in nature). Musical virtuosity can even be achieved by persons who are not apparent
'naturals', and a crucial part of this process is self-confidence... including
continually thinking with great conviction that one can achieve the goal.
The time-scale involved in a strong conviction or belief becoming real can
sometimes be short-term, while realising a conscious goal like a persistent
life-long ambition may be very considerable. The same applies with thoughts,
ideas and imaginings that are not consciously wished. This can be seen by considering
such subjects as deep paranoid fears that find their own realisation and the
power of beliefs to shape circumstances, whether they are held consciously or
subconsciously. The process whereby one's thoughts influence one's destiny can
seem very indirect. One's attitudes or ideals, together with the feelings and
actions they generate, can work back on a person in the most subtle and incalculable
ways both through one's mind and one's social environment. They can work through
changing circumstances and long periods of time before they take shape and have
decisive effect.
One conclusion to draw from this is that self-inquiry, which may begin with
reflective examination and analysis of the contents of one's inner mental and
emotional life , is an unavoidable first step in self-knowledge, self-fulfilment
and eventual 'self-realisation'. The undoubted influence of consciousness, through
its direction of mind working upon matter and so influencing future events,
makes human conscience - as thus values and morals - a key factor in the basic
make-up of human consciousness.
Individual, personal consciousness is not strictly definable because it exists
for itself, prior to all the emotional or mental contents that may pass through
its sphere of attention. Consciousness is the seat of the sense of identity,
the 'I' which each one of us experiences ourselves essentially to be. As such,
it always remains itself independent of all the changing scenes we witness.
'Individual consciousness' here means waking awareness. This awareness normally
has certain, but varying, limitations of scope and penetration, having a sphere
of attention which, while more or less focused on some particular physical or
mental phenomena, is thus delimited at any time to the sphere of its interest.
Consciousness is therefore not itself the mind, but what illumines or energises
the mind and makes us aware of our individuality, each as an 'I'.
Individual consciousness is 'subjective' in at least two senses:-
1) It always has some something before it, either in perception or in mental
conception, which is distinguishable as being the 'content' of consciousness
as apart from consciousness itself. Wherever we direct our attention, that consciousness
remains the continuously attending or selecting entity which is inseparable
from the being of the human subject. It is always the subject as distinct from
an 'object'.6
2) It always occupies a partial viewpoint - one among many other possible
viewpoints. This is in some respect because it is itself (at least, under all
usual conditions) located in time and space, even though it can view different
times and places through recollection, reconstructive understanding and imagination
etc. This is a second reason for calling personal consciousness 'subjective'
in the sense of not being total, or not ultimately objective.
What may be called the 'power of articulation of awareness' varies from time
to time and from subject to subject. Consciousness varies in articulation from
person to person, that is, in the scope of any single person's awareness and
its acquired power of distinguishing and relating the characteristics of the
'phenomenal contents'. This power of articulation is acquired through personal
development, experience, learning and various other disciplines.
Consciousness can appear vary in quality from time to time in so far as it
can seem to be more or less 'awake', more or less energised, intense, fresh,
agitated, peaceful, expansive or narrowed, spontaneously immediate or systematically
reflective and so on. These sorts of 'qualities' depend upon the individual's
powers of attention, concentration, introspection and contemplation and are
most often due more to the mind than to consciousness itself. Dreaming consciousness
is obviously (almost always) less articulated than waking consciousness.
The limited nature of our awareness at certain times and under various given
conditions naturally suggested the notion of 'an unconscious' to denote what
we have forgotten, what we may 'know' without being aware of it and so forth.
Sigmund Freud is of course credited with the first extensive theory of 'the
unconscious mind'. He explained the unconscious in terms of mental processes
hidden from our awareness whereby the psycho-physical organism attempts - through
dreams and other psychic experiences - to compensate for shocks and to re-establish
psychic equilibrium when it is threatened. As is well known, Freud's colleague
C.G. Jung extended the idea of the unconscious further to include a 'collective
unconscious', which is a fund of very basic ('archetypal') source materials
for the whole human psyche, probably inherited in some manner, and which influence
the mind and reach far beyond the limitations of any individual consciousness.
However, as I intend to clarify in the following chapter, the term 'unconscious'
in most serious psychology has come to have a variety of usages, including those
of Freud, Jung and their followers. The usefulness of the current ideas of 'unconscious'
lie mainly in defining specific types of limitation that either surround or
are somehow retained by the personal consciousness of an individual.
LEVELS OF CONSCIOUSNESS (ENSTASIS)
There can be said to be different 'states of consciousness', yet the classification
of them for psychological purposes is an extremely uncertain matter for various
reasons. The very subjectivity of consciousness - its privacy or impenetrability
to the outsider - is itself the chief scientific reason for doubting the efficacy
of distinguishing other qualitatively different states of consciousness than
those that can easily be identified by anyone, namely deep sleep, dream, wakefulness.
However, because there exists age-old and world-wide testimonial evidence of
higher or transcendental awareness, philosophical psychology must allow for
unusual states or levels of consciousness that empirical psychology cannot detect.
The ancient religious literature of India, such as the Yoga Sutras of Patanjali,
was the first that set out to describe what is nowadays thought of as progressive
stages of higher consciousness. This literature appears to be by far the most
lucid and comprehensive among religious traditions, most of which owe their
origin either directly or indirectly to India. Higher consciousness is there
regarded as being attainable through a range of activities - devotion, worship,
prayer, contemplation and the service of fellowmen - and by Patanjali mainly
through severe ascetic and meditational practices. Such severe practices were
only to be undertaken, however, by persons having already attained a very high
degree of healthy self-development and purity of thought and act, having virtually
mastered themselves at the least as regards the control of their own outward
behaviour.
For the purposes of psychology both as a science and as a discipline applied
to the modern world, such practices therefore remain beyond systematic and public
study. The perspective opened onto the potential development of the non-neurotic
and otherwise self-fulfilled individual, culminating in an inward discovery,
certainly cannot be ignored by philosophical psychology. Whether it is theoretically
necessary that psychology assume the (latent) existence of forms of human consciousness
that differ fundamentally from those experienced by 'normal' or perhaps 'non-realised'
persons, can be argued both pro and con. The weight given to the different sides
of the issue will obviously differ according to whether a person judges that
he or she has had any experiences of qualitatively 'altered consciousness'.
Of the many descriptions and typologies of the various states of consciousness,
we find in the Western academic field of 'consciousness research' that of Ken
Wilbur and associates as best summarising and analysing the main serious contentions
and claims found in world culture. In the work Transformations of Consciousness
(K. Wilbur, J. Engler, D.P. Brown. Boston/London 1986) a paradigm based on world-wide
traditions summarises and orders all reported variations in the qualities of
consciousness.
On the one hand, the descriptions of subjective conscious phenomena that Wilbur
bases upon a broad source literature reopen long-neglected perspectives for
all psychologists and thus helps to delineate certain potential experiences
of altered consciousness such as yogis and mystics describe, and also their
possible pathological counterparts as widely met with in psychiatry.
On the other hand there are considerable risks in all typologies of alleged
'stages' of consciousness or 'levels' of attained development. The risks not
only involve distortion through the difficulty of isolating and accurately defining
modes of consciousness and the conditions under which they do or may occur,
but also intellectual mystifications of expanded awareness that can mislead
people into all manner of spiritual aberration in the attempt to find short
cuts to power or bliss.
By their very nature, categories tend to hypostatise human experience and
unduly to treat consciousness as analysable, while it is essentially indeterminate,
indeterminable and ever-synthetising by nature. The supposed relative relations
of states of awareness and the sequence in which they do or should occur are
likely to be inaccurate generalisations, not least because the lives of no two
people are entirely alike and there are arguably exceptions to every known rule
of human activity. The potential field both of human spiritual activity and
inward awareness is so unbounded and flexible that any system or 'co-ordinates'
that tries to fixate it through typologies, maps or other verbal and symbolic
descriptions will probably misrepresent the actual ground. The Vedantic basis
of this view is that Divinity, or the Universal, though real, surpasses all
objective descriptions and is beyond analysis into any kind of subject-object
relations. In the first and last 'analysis', then, consciousness is always immutably
itself - the witnessing immediate inward consciousness of Self.
Further, generalities about mental states, especially those of tenuous and
rich forms of transcendental awareness, do not represent (and thus exclude)
the unrepeatable features of an individual's specific synthesised awareness
in each particular nexus of life experience. Instead they may easily lead towards
imprecise mystification and unqualified judgements about 'states' of consciousness,
as if awareness were limited to a given number of static conditions.
Attempts to confine the expressions of human spirit to a set structure of
phases may in turn cause confusion about the nature of genuine spirituality
and the real causes or preconditions of spiritual development, which lie rather
in right values and thoughts unified with all words and actions than in all
manner of meditational exertion and psychic experience. Among the worst consequences
of grading persons' experiences in ascending or descending orders is to provide
fuel to the delusions of the 'holier-than-thou' moralists or those with spiritual
pretensions, whether in the name of religion, psychology, 'healing' or the like,
who judge passing inner experiential states to be more important than the duties,
challenges or the selfless activities required in real life.
Categories describing a hierarchy of orders of consciousness will probably
never be scientific as regards demonstrable testing or operational precision.
They may outline certain experiences in a fashion that points towards their
attainability or potential existence, yet seldom do this without sliding into
the fallacy of 'ontologisation' (i.e. the misplaced concreteness in attributing
'existence' to translucent or fleeting awareness) and thus characterising what
is essentially beyond characterisation. Such categories as Wilbur makes probably
appeal mainly to theoreticians and intellectuals such as scholars of scriptures
and of psychology who prefer the conceptual life to that of practical consciousness
in good action.
| Footnotes:
1. The infinite Self of Vedic doctrine is not experienced
as such in normal waking awareness, nor is the equally infinite Universal
Consciousness within the range of any normal person's experience. The
subject of higher consciousness and mysticism will be discussed further
on in connection with 'the Overself'. 3. Marvin L. Minsky, the inventor of Artificial Intelligence must himself
have an artificial sort of intelligence because he says that the mystery
of consciousness is "trivial. I've solved it, and I don't understand
why people don't listen." He also predicts (see Scientific American
Nov. '93) that computers will someday evolve far beyond humans, who
are nothing but "dressed-up chimpanzees". He holds that humans may be
able to 'download' their personalities into computers and thereby become
smarter and more reliable. Now he has been listened to and his intelligence
is proclaimed artificial!
4. This view requires nothing less than a very radical turnaround
of most of the basis of most present-day human sciences, especially
most forms of established experimental and clinical psychology. However,
neurologists involved in brain research (P. Fenwick, Maudsley Hospital,
U.K.) assert that consciousness itself cannot be 'located' in the brain
and functions entirely independently of the it. This is not so surprising
to anyone who has thought about the way a radio works. It does not itself
'create' the music or the spoken words conveyed by it. It simply reproduces
a near-replica of the original production, often even created at a different
time and place. Such is one way of viewing the way multi-faceted and
ever-changing consciousness is related to the brain... as a user to
its instrument, rather than vice-versa.
5. The test of fruitfulness of an assumption cannot be set up as a
formal principle of logic, for this concept necessarily refers to the
world of human action and interaction within the real environment, not
a perfect world of epistemological ideals. The preliminary test must
nonetheless lie in a combination of the extent and comprehensivity of
its explanatory power. The degree of benignity of its likely practical
consequences is also a consideration. As in other human affairs, no
'ultimate' test or final historical judgement can safely be made.
When the consequences of an assumption are worked through to the full
(i.e both in theory, in research and in practice), it may prove to be
inadequate or simply wrong. Some of the less fundamental assumptions
one might consider may be rejected early on because reason finds that
they soon lead to self-contradictory confusions. Others, particularly
the most embracing or general notions, require the much longer test
that only many-sided and extremely long-term investigations can provide,
if indeed any rational conclusion at all can validly be reached.
6. 'Phenomena' meaning that the objects of consciousness are 'what
appear or are shown as being given to my awareness'.
|